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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-22 |
| CA | RA | APPROVED | 2020-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Laguna Niguel | CA | 09/2019 | Present |
| Ingram Micro | Irvine | CA | 01/2010 | 09/2019 |
| Bank Of America N.A. | Laguna Niguel | CA | 11/2019 | Present |
I*2929374, Entity Type: , Name of OBA: Tustin Area Woman's Club , Address: Santa Ana, California, 92705, Investment Related: N, Position, Title, Association: Member, Employee State Date: 10/08/2025, No Hours: 4 Monthly, No Hours during Trading: 2 Monthly, Duties: Member, Since 1958 the Tustin Area Woman's Club (TAWC) has been an all volunteer philanthropic social group with a rich history of dedication to improve the quality of life in our local community, county, state, and our country. For over 60 years, the women of TAWC have donated their time and fundraising proceeds to a wide variety of worthy philanthropies and programs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-10 |
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