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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-15 |
| FL | RA | APPROVED | 2020-01-09 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 05/2016 | Present |
Name of outside business organization: 33RD & RAWSON TRADING COMPANY, INC. Investment related: NOT INVESTMENT RELATED Address of business: Miramar, Florida Position, title, association: Owner Start date of relationship: 01/02/2008 Number of hours devoted monthly: 1-2 Number of hours devoted monthly during trading hours: 0 Duties: There are no specific duties. Entity has previously manufactured t-shirts and import textiles. Name of outside business organization: BEACH EXOTICA COLLECTION, LLC Investment related: NOT INVESTMENT RELATED Address of business: Miramar, FL Position, title, association: Managing Member Start date of relationship: 01/02/2009 Number of hours devoted monthly: 0-1 Number of hours devoted monthly during trading hours: 0 Duties: Owner of the registered trademark for a past swimwear line. Name of outside business organization: SNKR 101 PARTNERS, LLC Investment related: NOT INVESTMENT RELATED Address of business: Miramar, FL Position, title, association: Managing Member Start date of relationship: 04/19/2018 Number of hours devoted monthly: 0-1 Number of hours devoted monthly during trading hours: 0 Duties: There are no specific duties. Collection/Purchase/Trade of specialty sneakers.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
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