Matthew Heise

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-07-29
TX	RA	APPROVED	2024-07-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	09/2019	07/2020
Old Willow Partners Llc	Northfield	IL	06/2018	07/2019
Varsity Views Llc	Chicago	IL	06/2016	05/2018
Bank Of America, N.A.	Northbrook	IL	12/2019	07/2020
Lake Street Financial, Llc	Chicago	IL	08/2020	09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Northbrook	IL	08/2022	07/2024
Bank Of America, N.A.	Northbrook	IL	08/2022	07/2024
Jysamuel, Inc.	Ithaca	NY	10/2021	08/2022
Unemployed	Ithaca	NY	09/2020	10/2021
Morgan Stanley Smith Barney Llc	Deerfield	IL	07/2024	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2024	Present

09/2019 → 07/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
06/2018 → 07/2019

Old Willow Partners Llc

Northfield, IL
06/2016 → 05/2018

Varsity Views Llc

Chicago, IL
12/2019 → 07/2020

Bank Of America, N.A.

Northbrook, IL
08/2020 → 09/2020

Lake Street Financial, Llc

Chicago, IL
08/2022 → 07/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
08/2022 → 07/2024

Bank Of America, N.A.

Northbrook, IL
10/2021 → 08/2022

Jysamuel, Inc.

Ithaca, NY
09/2020 → 10/2021

Unemployed

Ithaca, NY
07/2024 → Present

Morgan Stanley Smith Barney Llc

Deerfield, IL
08/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

2022-11-21 → 2024-07-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL
2020-08-03 → 2020-09-21

Lake Street

Chicago, IL
2020-01-10 → 2020-07-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-19
S63	Uniform Securities Agent State Law Examination	2022-10-07

Other Firms