Best Investors Account Sign in

Joshua Penfield

Edward Jones

Westbrook, CT

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-13
CT RA APPROVED 2021-01-12
  • TX RA
    APPROVED_RES
    Since 2026-01-13
  • CT RA
    APPROVED
    Since 2021-01-12

Branch Locations

1551 Boston Post Rd, Westbrook, CT 06498 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2020 Present
Unemployed Mystic CT 09/2019 08/2020
Girard Motors Norwich CT 04/2018 10/2019
Vista Lounge At Wombie Rock (Plan C) Uncasville CT 05/2016 07/2019
Brustolon Buick Gmc Inc. Mystic CT 08/2015 04/2018
  • 08/2020 → Present
    Edward Jones
    St Louis, MO
  • 09/2019 → 08/2020
    Unemployed
    Mystic, CT
  • 04/2018 → 10/2019
    Girard Motors
    Norwich, CT
  • 05/2016 → 07/2019
    Vista Lounge At Wombie Rock (Plan C)
    Uncasville, CT
  • 08/2015 → 04/2018
    Brustolon Buick Gmc Inc.
    Mystic, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-09
  • S66 Uniform Combined State Law Examination
    2021-01-09
Other Names
  • Joshua Dale Penfield

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J CAP SHORT MANAGEMENT LP
SOUND INCOME STRATEGIES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
KESTRA ADVISORY SERVICES, LLC
MAI CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Elisa Marie Murray
VINCENT DOMINICK CRUDO
KATHRYN A GENOVESE
Chad Herbert Berry
Stephen Shaw
Adam Michael Bouley
JAMES MURRAY ELLIOTT
DONNA LORRAINE JUDGE

Other Offices

JANNEY MONTGOMERY SCOTT LLC · Westbrook, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Westbrook, CT
J CAP SHORT MANAGEMENT LP · WESTBROOK, CT
SOUND INCOME STRATEGIES, LLC · Westbrook, CT
SOUND INCOME STRATEGIES, LLC · OLD SAYBROOK, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Old Saybrook, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Saybrook, CT
EDWARD JONES · OLD SAYBROOK, CT

More in Westbrook, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor