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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-12 |
Branch Locations
250 Avenue K Sw, Suite 106, Winter Haven, FL 33880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Family Fun Center | Lakeland | FL | 05/2013 | 06/2018 |
| Sullivan Benefits | Brandon | FL | 06/2018 | 10/2018 |
| Rita Staffing/Allen & Company | Lakeland/Winter Haven | FL | 06/2019 | 09/2019 |
| Lpl Financial | Winter Haven | FL | 09/2019 | Present |
| Unemployed | Lakeland | FL | 10/2018 | 06/2019 |
| Allen & Company | Winter Haven | FL | 09/2019 | Present |
1. 03/18/2022 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2021 - 148 Hours Per Month/130 Hours During Securities Trading. 2. 03/18/2022 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2021 - 148 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-04 |
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