Best Investors
Account
Sign in
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-05-14 |
Branch Locations
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-05-14 |
Branch Locations
1230 Main St, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning | Fort Worth | TX | 09/2019 | 04/2020 |
| Regional Management Corp | Columbia | SC | 03/2017 | 04/2020 |
| The Other Store | Forest Acres | SC | 01/2008 | 01/2019 |
| Uber | Columbia | SC | 04/2018 | Present |
| Lyft | Columbia | SC | 12/2018 | Present |
| South Carolina State Guard | Columbia | SC | 09/2015 | Present |
| First Command Financial Planning | Fort Worth | TX | 04/2020 | 04/2021 |
| First Command Advisory Services | Fort Worth | TX | 04/2020 | 04/2021 |
| First Command Insurance Services | Fort Worth | TX | 04/2020 | 04/2021 |
| Shipt | Birmingham | AL | 12/2020 | Present |
| First Citizens Investor Services | Raleigh | NC | 05/2021 | Present |
| First Citizens Asset Management | Raleigh | NC | 05/2021 | Present |
1) First Citizens Asset Management; Nature of business is a Registered Investment Advisor; 4300 Six Forks Rd, Raleigh NC, 27609; Began 05/11/21; Investment Advisor Representative; 16 hours/month; 16 hours/month during trading hours. Investment Related; Duties are front office support for asset managed accounts under FCAM; Compensation is part of salary paid by FCIS. No direct compensation received from FCAM. Business is not a client of the Firm. 2) South Carolina State Guard; 551 Granby Lane, Columbia, SC, 29201; Volunteer State Military Organization; 2nd Lieutenant, Commander Dive Team; Began 05/01/2016; Commander of the dive team that specializes in police recovery diving; 72 hours/month, 0 hours during trading hours; Compensation is received for monthly duties and when activated under the state law by order of the Governor; Non-Investment Related; Business is not a client of the Firm. 3) Shipt; 2712 Glenwood Rd, Columbia SC, 29204; Delivery driver for grocery service; Contractor; Began 08/01/2020; Delivery of groceries; 5 hours/month, 0 hours during trading hours; Compensation is based on the delivery; Non-Investment Related; Business is not a client of the Firm. 4) Lyft; 2712 Glenwood Rd, Columbia SC, 29204; Rideshare service; Began 12/31/2018; Contractor; Rideshare driver for a rideshare service; 20 hours/month, 0 hours during trading hours; Compensation is based on the distance driven; Non-Investment Related; Business is not a client of the Firm. 5) Uber; 2712 Glenwood Rd, Columbia SC, 29204; Rideshare service; Began 04/01/2018; Contractor; Rideshare driver for a rideshare service; 20 hours/month, 0 hours during trading hours; Compensation is based on the distance driven; Non-Investment Related; Business is not a client of the Firm. 6) South Carolina Law Enforcement Division (SLED) Constable Program; Non-Investment Related; SLED Headquarters; 4400 Broad River Road Columbia, SC 29210; assist law enforcement statewide in official police duties; State Constable Class 3 Law Enforcement Officer; Began 2/10/23; 20 hours/month, 0 hours during trading hours; volunteer without compensation; Emergency service thru 911, No products offered. 7) AMAZON FLEX PACKAGE DELIVERY SERVICE; Non-Investment related; Package Delivery Driver Columbia, SC; Employee/Contractor; 8/25/2023; 15 hours per month, 0 during trading hours; Deliver Amazon Packages 8) BSG INTERNTIONAL/ THE GATHERING POSITION: Non-employee; Handles the finances NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 149 NW Columbia Ct, Chapin SC 29036, United States DESCRIPTION: This is my Father in Law's business that does consulting work for businesses whose business model or structure is failing. He assists the companies in establishing base work procedures and guidelines to improve productivity and save/strengthen the business. He uses a book he wrote as the main working tool call "the four barriers to quality".
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
Reach out to this advisor