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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED | 2025-11-20 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Miami | FL | 07/2022 | Present |
| Jpmorgan Securities Llc | Miami | FL | 05/2024 | Present |
| Raymond James (Alex Brown) | Miami | FL | 10/2021 | 02/2022 |
| Wells Fargo Advisors | Miami | FL | 09/2019 | 10/2021 |
| Banco Sabadell | Miami | FL | 03/2019 | 09/2019 |
| Santander Private Banking | Miami | FL | 04/2018 | 02/2019 |
| Marin, Eljaek, Lopez & Martinez | Miami | FL | 03/2017 | 03/2018 |
| Nordstrom | Coral Gables | FL | 08/2016 | 10/2016 |
| Florida International University | Miami | FL | 08/2019 | 07/2020 |
| Unemployed | Miami | FL | 11/2016 | 02/2017 |
| Unemployed | Miami | FL | 03/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-01 |
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