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Dennis Donovan

Ubs Financial Services Inc.

San Diego, CA

Winter Park, FL

Casselberry, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-22
FL RA APPROVED 2022-06-30
CA RA APPROVED 2020-07-27
  • CO RA
    APPROVED
    Since 2023-09-22
  • FL RA
    APPROVED
    Since 2022-06-30
  • CA RA
    APPROVED
    Since 2020-07-27

Branch Locations

600 West Broadway Suite 2100, San Diego, CA 92101 • United States

201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States

Casselberry, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Diego Padres San Diego CA 01/2018 10/2019
Ubs Financial Services Inc. San Diego CA 10/2019 Present
Miami Marlins Miami FL 01/2017 12/2017
The Cheesecake Factory Brandon FL 01/2014 12/2017
  • 01/2018 → 10/2019
    San Diego Padres
    San Diego, CA
  • 10/2019 → Present
    Ubs Financial Services Inc.
    San Diego, CA
  • 01/2017 → 12/2017
    Miami Marlins
    Miami, FL
  • 01/2014 → 12/2017
    The Cheesecake Factory
    Brandon, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-27
  • S66 Uniform Combined State Law Examination
    2020-07-27

View on SEC IAPD

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