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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-04 |
| NY | RA | APPROVED | 2025-11-03 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Ridgewood | NY | 08/2019 | 06/2020 |
| J.P. Morgan Chase Bank, N.A. | Ridgewood | NY | 08/2019 | 06/2020 |
| Dale Carnegie & Associates | New York | NY | 03/2017 | 07/2019 |
| Longhorn Steakhouse | Elmhurst | NY | 01/2016 | 09/2018 |
| Unemployed | New York | NY | 07/2020 | 01/2022 |
| Oppenheimer & Co. Inc. | New York | NY | 02/2022 | 10/2023 |
| Jpmorgan Chase Bank, Na | New York | NY | 10/2023 | Present |
| Jpmorgan Securities Llc | New York | NY | 10/2023 | Present |
| Hunter College | New York | NY | 08/2012 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-31 |
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