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Richard Raymond Schneider

Voya Financial Advisors, Inc.

Des Moines, IA

Metairie, LA

CRD 3132898

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-11-10
  • IA RA
    APPROVED
    Since 2015-11-10

Branch Locations

699 Walnut St Ste 1325, Des Moines, IA 50309 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Des Moines IA 07/2015 Present
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT INSURANCE AGENT NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/24/2015 ADDRESS: 699 Walnut St. Suite 1325, Des Moines IA 50309, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-06
S63 Uniform Securities Agent State Law Examination 1998-10-29
  • S65 Uniform Investment Adviser Law Examination
    2009-01-06
  • S63 Uniform Securities Agent State Law Examination
    1998-10-29
Other Names
  • Rick Schneider
  • Richard R Schneider

View on SEC IAPD

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