Best Investors Account Sign in
Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-18
NM RA APPROVED 2024-06-14
  • TX RA
    APPROVED
    Since 2025-11-18
  • NM RA
    APPROVED
    Since 2024-06-14

Branch Locations

1700 Louisiana Blvd Northeast Suite 330, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Albuquerque NM 10/2019 02/2022
Onward Financial, Llc Albuquerque NM 01/2015 10/2019
B Riley / National Asset Management, Inc Highlands Ranch CO 03/2022 06/2024
Edward Jones St Louis MO 06/2024 Present
  • 10/2019 → 02/2022
    Albuquerque, NM
  • 01/2015 → 10/2019
    Onward Financial, Llc
    Albuquerque, NM
  • 03/2022 → 06/2024
    B Riley / National Asset Management, Inc
    Highlands Ranch, CO
  • 06/2024 → Present
    St Louis, MO
Previous Registrations
Other Businesses

NM Realtori, LLC Type of business: Real Estate Albuquerque, NM Start date: 1/27/2026 Member Hours per week: 0 Hours during trading: 0 Desc: I have no responsibilities in the business. It's my wife's business and I'm just a member. I do not sell or carry a real estate license. I receive no referral income. This business is independent and is not employed by a brokerage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Albuquerque, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor