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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-02 |
| CA | RA | APPROVED | 2020-05-15 |
Branch Locations
55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pasadena | CA | 10/2019 | Present |
| American Continental Bank | City Of Industry | CA | 01/2016 | 10/2019 |
*393449 - Gloria Chen; Investment related - Yes; Las Vegas , Nevada; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 0; After business hours: 0. *512850 - RGIP WEALTH LLC; Investment related: Yes; WHITTIER, California; Real Estate; manager/member (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 1; After business hours: 0; Other
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
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