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Michael Way

Wells Fargo Clearing Services, LLC

New York, NY

CRD 7178178

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-22
NY RA APPROVED 2026-04-06
  • TX RA
    APPROVED
    Since 2026-05-22
  • NY RA
    APPROVED
    Since 2026-04-06

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 09/2019 04/2026
Jpmorgan Securities, Llc. New York NY 09/2019 04/2026
Legg Mason Stamford CT 06/2018 08/2018
Wheel's Up New York City NY 06/2017 08/2017
Rollins College Winter Park FL 09/2018 05/2019
Rollins College Winter Park FL 09/2017 05/2018
Rollins College Winter Park FL 08/2016 05/2017
Unemployed Greenwich CT 05/2019 09/2019
Wells Fargo Clearing Services, Llc New York NY 04/2026 Present
  • 09/2019 → 04/2026
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2019 → 04/2026
    Jpmorgan Securities, Llc.
    New York, NY
  • 06/2018 → 08/2018
    Legg Mason
    Stamford, CT
  • 06/2017 → 08/2017
    Wheel's Up
    New York City, NY
  • 09/2018 → 05/2019
    Rollins College
    Winter Park, FL
  • 09/2017 → 05/2018
    Rollins College
    Winter Park, FL
  • 08/2016 → 05/2017
    Rollins College
    Winter Park, FL
  • 05/2019 → 09/2019
    Unemployed
    Greenwich, CT
  • 04/2026 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 2020-01-10
  • S66 Uniform Combined State Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    2020-01-10
Other Names
  • Max Way
  • Michael Maxwell Way

View on SEC IAPD

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