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Mitchell Austin Todd

Mml Investors Services, LLC

Crystal Lake, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-11
TX RA APPROVED 2021-03-11
  • IL RA
    APPROVED
    Since 2021-03-11
  • TX RA
    APPROVED
    Since 2021-03-11

Branch Locations

185 Heritage Drive Unit 3, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Crystal Lake IL 05/2018 Present
Mml Investors Services, Llc Crystal Lake IL 09/2019 Present
Drake University Des Moines IA 08/2015 05/2019
Peggy's Tavern Des Moines IA 09/2017 05/2019
  • 05/2018 → Present
    Mass Mutual Life Insurance Co
    Crystal Lake, IL
  • 09/2019 → Present
    Mml Investors Services, Llc
    Crystal Lake, IL
  • 08/2015 → 05/2019
    Drake University
    Des Moines, IA
  • 09/2017 → 05/2019
    Peggy's Tavern
    Des Moines, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-12
S63 Uniform Securities Agent State Law Examination 2020-08-07
  • S65 Uniform Investment Adviser Law Examination
    2021-02-12
  • S63 Uniform Securities Agent State Law Examination
    2020-08-07
Other Names
  • Mitchell Todd

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
MIDWEST PROFESSIONAL PLANNERS, LTD.
ACRYLIC FINANCIAL, INC.
J.P. MORGAN SECURITIES LLC
SOUND INCOME STRATEGIES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITY SERVICES, INC.

Other Investors

WAYNE JOSEPH POVER
GREG ALAN IMHOFF
JEFFREY ALLAN RODGERS
AMANDA LYNN GREEN
Jessica Meulendyke
Bryson John Cioni
PATRICK ARTHUR GIERKE
ELLEN BARBARA CRABTREE

Other Offices

LPL FINANCIAL LLC · CRYSTAL LAKE, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Crystal Lake, IL
MIDWEST PROFESSIONAL PLANNERS, LTD. · CRYSTAL LAKE, IL
ACRYLIC FINANCIAL, INC. · Crystal Lake, IL
LPL FINANCIAL LLC · CRYSTAL LAKE, IL
J.P. MORGAN SECURITIES LLC · CRYSTAL LAKE, IL
LPL FINANCIAL LLC · CRYSTAL LAKE, IL
SOUND INCOME STRATEGIES, LLC · Crystal Lake, IL

More in Crystal Lake, IL

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