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Steven Schultz

Wells Fargo Clearing Services, LLC

Glen Allen, VA

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-06-24
NC RA APPROVED 2023-04-11
  • SC RA
    APPROVED
    Since 2024-06-24
  • NC RA
    APPROVED
    Since 2023-04-11

Branch Locations

4340 Innslake Dr Concourse Floor, 7G91, Glen Allen, VA 23060 • United States

550 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhi General Group San Ramon CA 09/2019 12/2019
Wells Fargo Clearing Services Llc Charlotte NC 09/2019 Present
Furman University Itsc Greenville SC 08/2015 06/2019
  • 09/2019 → 12/2019
    Rhi General Group
    San Ramon, CA
  • 09/2019 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 08/2015 → 06/2019
    Furman University Itsc
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-11
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S65 Uniform Investment Adviser Law Examination
    2023-04-11
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15
Other Names
  • Steven Schultz
  • Steven Terry Schultz

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
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CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
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