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Xinyao Wang

Charles Schwab & Co., Inc.

Cupertino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-03-27
TX RA APPROVED_RES 2025-03-27
CA RA APPROVED 2022-04-20
  • NV RA
    APPROVED
    Since 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2025-03-27
  • CA RA
    APPROVED
    Since 2022-04-20

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A. San Jose CA 08/2019 07/2021
Jpmorgan Securities Llc San Jose CA 08/2019 07/2021
Jpmorgan Chase Bank N.A. San Jose CA 06/2017 07/2019
Robert Slawinski Auctioneer Scotts Valley CA 06/2018 06/2019
I Love Sushi Santa Cruz CA 10/2014 07/2017
Charles Schwab & Co., Inc. Cupertino CA 07/2021 Present
Charles Schwab Bank, Ssb Cupertino CA 07/2021 Present
  • 08/2019 → 07/2021
    Jpmorgan Chase Bank N.A.
    San Jose, CA
  • 08/2019 → 07/2021
    Jpmorgan Securities Llc
    San Jose, CA
  • 06/2017 → 07/2019
    Jpmorgan Chase Bank N.A.
    San Jose, CA
  • 06/2018 → 06/2019
    Robert Slawinski Auctioneer
    Scotts Valley, CA
  • 10/2014 → 07/2017
    I Love Sushi
    Santa Cruz, CA
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Cupertino, CA
  • 07/2021 → Present
    Charles Schwab Bank, Ssb
    Cupertino, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
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AIMTOP ADVISORS, LLC · CUPERTINO, CA
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