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Joshua Ray Woodbury-Phipps

Northrock Partners, LLC

Elm Grove, WI

Minneapolis, MN

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Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-05
  • WI RA
    APPROVED
    Since 2026-06-05

Branch Locations

13230 Watertown Plank Rd Ste A, Elm Grove, WI 53406 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vantage Financial Partners Elm Grove WI 06/2021 04/2026
Northrock Partners Llc Minneapolis MN 04/2026 Present
Umb Distribution Services, Llc Milwaukee WI 09/2019 06/2021
Umb Fund Services, Inc. Milwaukee WI 09/2019 06/2021
Float Oasis Brookfield WI 07/2019 06/2021
Uw-Whitewater Whitewater WI 01/2017 05/2019
Dollar General Mazomanie WI 06/2016 11/2016
Isthmus Eye Care Madison WI 07/2013 07/2019
  • 06/2021 → 04/2026
    Vantage Financial Partners
    Elm Grove, WI
  • 04/2026 → Present
    Northrock Partners Llc
    Minneapolis, MN
  • 09/2019 → 06/2021
    Umb Distribution Services, Llc
    Milwaukee, WI
  • 09/2019 → 06/2021
    Umb Fund Services, Inc.
    Milwaukee, WI
  • 07/2019 → 06/2021
    Float Oasis
    Brookfield, WI
  • 01/2017 → 05/2019
    Uw-Whitewater
    Whitewater, WI
  • 06/2016 → 11/2016
    Dollar General
    Mazomanie, WI
  • 07/2013 → 07/2019
    Isthmus Eye Care
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29
Other Names
  • Joshua Woodbury

View on SEC IAPD

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ALLEN RICHARD DEARING
John Gerard Sobiech
GERALD THOMAS GAMBATESE
TIMOTHY A GAMBATESE

Other Offices

LPL FINANCIAL LLC · ELM GROVE, WI
GTG WEALTH MANAGEMENT, LLC · ELM GROVE, WI
EDWARD JONES · Elm Grove, WI
HARBOUR INVESTMENTS, INC. · Elm Grove, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Elm Grove, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ELM GROVE, WI
INDEPENDENT FINANCIAL GROUP, LLC · ELM GROVE, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Elm Grove, WI

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