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Gabriel J Gonzalez

First Citizens Investor Services, Inc.

Columbia, SC

CRD 7176516

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Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-05-09
  • SC RA
    APPROVED
    Since 2023-05-09

Branch Locations

1230 Main Street, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dreher High School Columbia SC 08/2013 05/2017
University Of South Carolina Columbia SC 08/2017 05/2020
Raymond James Financial Services, Inc Columbia SC 08/2019 08/2020
Raymond James Financial Services, Inc Columbia SC 08/2020 12/2021
Monroe Financial Group Columbia SC 09/2019 12/2021
First Citizens Investor Services Raleigh NC 05/2023 Present
Motive Technologies Columbia SC 04/2022 04/2023
Unemployed Columbia SC 01/2022 03/2022
  • 08/2013 → 05/2017
    Dreher High School
    Columbia, SC
  • 08/2017 → 05/2020
    University Of South Carolina
    Columbia, SC
  • 08/2019 → 08/2020
    Raymond James Financial Services, Inc
    Columbia, SC
  • 08/2020 → 12/2021
    Raymond James Financial Services, Inc
    Columbia, SC
  • 09/2019 → 12/2021
    Monroe Financial Group
    Columbia, SC
  • 05/2023 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 04/2022 → 04/2023
    Motive Technologies
    Columbia, SC
  • 01/2022 → 03/2022
    Unemployed
    Columbia, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-13
  • S66 Uniform Combined State Law Examination
    2020-11-13
Other Names
  • Gabe Josue Gonzalez
  • Gabriel Josue Gonzalez Noriega

View on SEC IAPD

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