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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-13
CA RA APPROVED 2023-09-18
  • FL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-13
  • CA RA
    APPROVED
    Since 2023-09-18

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 07/2015 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Other Businesses

SAN DIEGO AFGHAN REFUGEES AID GROUP, INVT RELATED, SAN DIEGO, CA, TREASURER, START DATE 6/1/2022, 10 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO KEEP THE BOOKS AND RECORDS FOR THE ORGANIZATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-16
S63 Uniform Securities Agent State Law Examination 2019-09-06
  • S65 Uniform Investment Adviser Law Examination
    2023-09-16
  • S63 Uniform Securities Agent State Law Examination
    2019-09-06

View on SEC IAPD

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