Brock Andrew Brauer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-04-21
TN	RA	APPROVED	2020-10-13

TX RA
APPROVED

Since 2021-04-21
TN RA
APPROVED

Since 2020-10-13

Branch Locations

800 S First Street, Union City, TN 38261 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tate Family Foods	Greenfield	TN	05/2017	03/2018
Ut Martin Computer Store	Martin	TN	03/2018	05/2020
University Of Tennessee At Martin	Martin	TN	05/2016	05/2018
Lpl Financial	Union City	TN	07/2020	Present

05/2017 → 03/2018

Tate Family Foods

Greenfield, TN
03/2018 → 05/2020

Ut Martin Computer Store

Martin, TN
05/2016 → 05/2018

University Of Tennessee At Martin

Martin, TN
07/2020 → Present

Lpl Financial

Union City, TN

Other Businesses

1) 8/17/2020- Discovery Partners Investment Center- DBA for LPL Business (entity for LPL Business)- Inv. Related- at reported business location(s)-100% 2) 07/12/2024 - Beulah Baptist Association - Not Investment Related - Outside/W-2 Employment - Itinerant Preacher - 2126 W Reelfoot Ave., Union City, TN 38261 - Start Date 06/20/2024 - 5 Hours Per Month/0 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-03

S66 Uniform Combined State Law Examination

2020-10-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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