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John Darrin Fleming

Wells Fargo Clearing Services, LLC

Las Vegas, NV

Henderson, NV

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-10-21
  • NV RA
    APPROVED
    Since 2021-10-21

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

112 S Water St, Henderson, NV 89015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Henderson NV 10/2005 Present
Wells Fargo Clearing Services, Llc Las Vegas NV 09/2019 05/2021
Wells Fargo Clearing Services, Llc Henderson NV 06/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-15
S63 Uniform Securities Agent State Law Examination 2020-02-20
  • S66 Uniform Combined State Law Examination
    2021-10-15
  • S63 Uniform Securities Agent State Law Examination
    2020-02-20
Other Names
  • John Fleming
  • John Darrin Fleming

View on SEC IAPD

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