Mickey S Goldberg

Current Employers

Employment History

• 07/2019 → 09/2019
  Unemloyed
  Trumbull, CT
• 04/2015 → 07/2019
  Light Sources Inc
  Orange, CT
• 10/2019 → 09/2023
  Sagepoint Financial, Inc.
  Branford, CT
• 01/2020 → 07/2020
  Bard Financial Services, Inc.
  Branford, CT
• 07/2020 → Present
  Bard Financial Services Inc.
  Branford,, CT
• 09/2023 → Present
  Osaic Wealth, Inc.
  Branford, CT

Previous Registrations

• 2020-07-29 → 2026-02-09
  Bard Financial Services, Inc.
  Branford, CT
• 2020-07-21 → 2020-07-21
  Osaic Services, Inc.
  Branford, CT

Other Businesses

1)BARD FINANCIAL SERVICES POSITION: agent NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 110 START DATE: 07/20/2020 ADDRESS: 388 East Main St, Branford CT 06405, United States DESCRIPTION: Provide fee based investment advice as well some administrative duties, Independent Investment Advisor Representative. 2) MICKEY GOLDBERG - EBAY POSITION: Seller NATURE: Not really a structured business. Sole Proprietorship if anything. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/21/1999 ADDRESS: 212 Fernwood Rd, Trumbull CT 06611, United States DESCRIPTION: Occasionally use eBay to sell off excess items from my personal sports memorabilia and sports card collection.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-20