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Anthony William Ketcham

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Waukee, IA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-03
IA RA APPROVED 2020-02-10
  • TX RA
    APPROVED_RES
    Since 2026-06-03
  • IA RA
    APPROVED
    Since 2020-02-10

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

110 E Hickman Rd, Waukee, IA 50263 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc West Des Moines IA 09/2019 Present
Wells Fargo Bank, Na West Des Moines IA 09/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-10
S63 Uniform Securities Agent State Law Examination 2019-12-18
  • S65 Uniform Investment Adviser Law Examination
    2020-02-10
  • S63 Uniform Securities Agent State Law Examination
    2019-12-18

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA

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