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Alejandro Carlos Cabezas

Ubs Financial Services Inc.

New York, NY

CRD 7174040

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-15
NJ RA APPROVED 2022-09-21
  • NY RA
    APPROVED
    Since 2025-09-15
  • NJ RA
    APPROVED
    Since 2022-09-21

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Richmond Richmond VA 08/2018 05/2022
Ubs Richmond VA 09/2019 04/2022
Trader Joe's Glen Allen VA 07/2017 10/2018
Trader Joe's Reno NV 06/2016 07/2017
Bishop Manogue Catholic High School Reno NV 08/2013 06/2017
Ubs Financial Services Inc New York NY 08/2022 Present
  • 08/2018 → 05/2022
    University Of Richmond
    Richmond, VA
  • 09/2019 → 04/2022
    Ubs
    Richmond, VA
  • 07/2017 → 10/2018
    Trader Joe's
    Glen Allen, VA
  • 06/2016 → 07/2017
    Trader Joe's
    Reno, NV
  • 08/2013 → 06/2017
    Bishop Manogue Catholic High School
    Reno, NV
  • 08/2022 → Present
    Ubs Financial Services Inc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-20
  • S66 Uniform Combined State Law Examination
    2022-09-20
Other Names
  • Alex Carlos Cabezas

View on SEC IAPD

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