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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-15 |
| NJ | RA | APPROVED | 2022-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Richmond | Richmond | VA | 08/2018 | 05/2022 |
| Ubs | Richmond | VA | 09/2019 | 04/2022 |
| Trader Joe's | Glen Allen | VA | 07/2017 | 10/2018 |
| Trader Joe's | Reno | NV | 06/2016 | 07/2017 |
| Bishop Manogue Catholic High School | Reno | NV | 08/2013 | 06/2017 |
| Ubs Financial Services Inc | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-20 |
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