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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-05-13
  • LA RA
    APPROVED
    Since 2026-05-13

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Darnall, Sikes & Frederick Lafayette LA 02/2007 Present
Avantax Investment Services, Inc. Lafayette LA 11/2019 09/2025
Avantax Advisory Services Lafayette LA 11/2019 09/2025
Darnall, Sikes And Frederick, Cpas Lafayette LA 02/2007 Present
Cetera Wealth Services, Llc Lafayette LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Planning Partners, Inc. Dubuque IA 03/2026 Present
  • 02/2007 → Present
    Darnall, Sikes & Frederick
    Lafayette, LA
  • 11/2019 → 09/2025
    Avantax Investment Services, Inc.
    Lafayette, LA
  • 11/2019 → 09/2025
    Avantax Advisory Services
    Lafayette, LA
  • 02/2007 → Present
    Darnall, Sikes And Frederick, Cpas
    Lafayette, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Lafayette, LA
  • 09/2025 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Dubuque, IA
Previous Registrations
  • 2020-03-02 → 2025-09-05
    Avantax Advisory Services
    Lafayette, LA
Other Businesses

1) DARNALL SIKES WEALTH PARTNERS, LLC POSITION: Referring Financial Advisor NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/31/2019 ADDRESS: 2000 KALISTE SALOOM RD STE. 300, LAFAYETTE LA 70508, United States DESCRIPTION: Helping clients reaching financial goals by referring clients to a full financial advisor 2) DARNALL, SIKES AND FREDERICK, CPAS POSITION: Income Partner NATURE: CPA Firm INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 02/21/2007 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: Tax Return Preparation, Accounting services, Business Consulting, Managing Staff, Billing Clients/Collections

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-02
  • S66 Uniform Combined State Law Examination
    2020-03-02

View on SEC IAPD

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