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David Andrew Stroud

LPl Financial LLC

Springfield, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-08
  • OH RA
    APPROVED
    Since 2020-01-08

Branch Locations

1186 East Home Rd Bldg 2 Ste S, Springfield, OH 45503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Springfield OH 08/2019 12/2019
Wright State University Dayton OH 06/2016 08/2019
Lpl Financial, Llc Springfield OH 12/2019 Present
  • 08/2019 → 12/2019
    Lpl Financial
    Springfield, OH
  • 06/2016 → 08/2019
    Wright State University
    Dayton, OH
  • 12/2019 → Present
    Springfield, OH
Other Businesses

1. 4/23/2020 - Stroud Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/22/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 4/29/2020 - JS Stroud Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/22/2020 - 0 Hours Per Month. 3) 10/13/2025 - Other - Notary Public Services - Investment Related - At Reported Business Location(s) - Start Date:09/12/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
  • S66 Uniform Combined State Law Examination
    2019-12-30

View on SEC IAPD

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