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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-01-08 |
Branch Locations
1186 East Home Rd Bldg 2 Ste S, Springfield, OH 45503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Springfield | OH | 08/2019 | 12/2019 |
| Wright State University | Dayton | OH | 06/2016 | 08/2019 |
| Lpl Financial, Llc | Springfield | OH | 12/2019 | Present |
1. 4/23/2020 - Stroud Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/22/2020 - 0 Hrs/Mth - 0 Hrs During Trading. 2. 4/29/2020 - JS Stroud Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/22/2020 - 0 Hours Per Month. 3) 10/13/2025 - Other - Notary Public Services - Investment Related - At Reported Business Location(s) - Start Date:09/12/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-30 |
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