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William Curtis Van Buren

Principal Securities, Inc.

West Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
IA RA APPROVED 2024-08-05
  • TX RA
    APPROVED
    Since 2026-06-05
  • IA RA
    APPROVED
    Since 2024-08-05

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Marshalltown IA 10/2019 03/2020
Northwestern Mutual Leawood KS 12/2021 04/2022
Lawrence Country Club Lawrence KS 08/2022 12/2023
Vision Financial Group Des Moines IA 05/2023 08/2023
Elmwood Country Club Marshalltown IA 05/2020 08/2020
Unemployed Marshalltown IA 01/2024 05/2024
Principal Life Insurance Company West Des Moines IA 06/2024 Present
Principal Securities, Inc. West Des Moines IA 06/2024 Present
Full Time Student Marshalltown IA 08/2013 12/2023
  • 10/2019 → 03/2020
    Sagepoint Financial
    Marshalltown, IA
  • 12/2021 → 04/2022
    Northwestern Mutual
    Leawood, KS
  • 08/2022 → 12/2023
    Lawrence Country Club
    Lawrence, KS
  • 05/2023 → 08/2023
    Vision Financial Group
    Des Moines, IA
  • 05/2020 → 08/2020
    Elmwood Country Club
    Marshalltown, IA
  • 01/2024 → 05/2024
    Unemployed
    Marshalltown, IA
  • 06/2024 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 06/2024 → Present
    Principal Securities, Inc.
    West Des Moines, IA
  • 08/2013 → 12/2023
    Full Time Student
    Marshalltown, IA
Other Businesses

FIXED INSURANCE POSITION: Registered Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 08/16/2024 ADDRESS: 6701 Westown Pkwy #200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance; Life, Disability, Annuities, Long Term Care, Medicare Supplements, Health, and Group Benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-02
  • S66 Uniform Combined State Law Examination
    2024-08-02
Other Names
  • William Curtis Van Buren
  • William Van Buren

View on SEC IAPD

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ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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