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Jack Lyman Carter

Wells Fargo Clearing Services, LLC

Naperville, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-08
IL RA APPROVED 2026-03-05
  • TX RA
    APPROVED_RES
    Since 2026-05-08
  • IL RA
    APPROVED
    Since 2026-03-05

Branch Locations

2056 Westings Ave Ste 500, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Iowa City IL 09/2015 07/2019
Fidelity Brokerage Services Llc Naperville IL 08/2019 07/2020
Dearborn Partners, L.L.C. Chicago IL 07/2020 06/2021
Quasar Distributors, Llc Milwaukee WI 07/2020 06/2021
Calamos Financial Services Llc Naperville IL 07/2021 12/2022
Calamos Advisors Llc Naperville IL 07/2021 12/2022
Ares Wealth Management Denver CO 01/2023 12/2023
Augustar Distributors Inc. Cincinnati OH 05/2024 01/2026
Unemployed Denver CO 12/2023 04/2024
Wells Fargo Clearing Services, Llc Naperville IL 01/2026 Present
  • 09/2015 → 07/2019
    University Of Iowa
    Iowa City, IL
  • 08/2019 → 07/2020
    Fidelity Brokerage Services Llc
    Naperville, IL
  • 07/2020 → 06/2021
    Dearborn Partners, L.L.C.
    Chicago, IL
  • 07/2020 → 06/2021
    Quasar Distributors, Llc
    Milwaukee, WI
  • 07/2021 → 12/2022
    Calamos Financial Services Llc
    Naperville, IL
  • 07/2021 → 12/2022
    Calamos Advisors Llc
    Naperville, IL
  • 01/2023 → 12/2023
    Ares Wealth Management
    Denver, CO
  • 05/2024 → 01/2026
    Augustar Distributors Inc.
    Cincinnati, OH
  • 12/2023 → 04/2024
    Unemployed
    Denver, CO
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Naperville, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-13
  • S66 Uniform Combined State Law Examination
    2019-12-13
Other Names
  • Jack Lyman Carter
  • Jack L Carter

View on SEC IAPD

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