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Soo Mi Kim

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-08
NJ RA APPROVED 2026-07-01
TX RA APPROVED 2020-06-10
CA RA APPROVED 2020-01-20
  • NY RA
    APPROVED
    Since 2026-07-08
  • NJ RA
    APPROVED
    Since 2026-07-01
  • TX RA
    APPROVED
    Since 2020-06-10
  • CA RA
    APPROVED
    Since 2020-01-20

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Broadway NY 09/2019 Present
Guggenheim Partners Lp Santa Monica CA 05/2018 12/2018
Reis, Inc New York NY 09/2016 02/2017
Reis, Inc New York NY 03/2017 11/2017
Extended Travel Los Angeles CA 12/2017 04/2018
Unemployed Los Angeles CA 01/2019 08/2019
  • 09/2019 → Present
    Morgan Stanley
    Broadway, NY
  • 05/2018 → 12/2018
    Guggenheim Partners Lp
    Santa Monica, CA
  • 09/2016 → 02/2017
    Reis, Inc
    New York, NY
  • 03/2017 → 11/2017
    Reis, Inc
    New York, NY
  • 12/2017 → 04/2018
    Extended Travel
    Los Angeles, CA
  • 01/2019 → 08/2019
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-21
S63 Uniform Securities Agent State Law Examination 2019-05-28
  • S65 Uniform Investment Adviser Law Examination
    2019-06-21
  • S63 Uniform Securities Agent State Law Examination
    2019-05-28

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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