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James Hilton Thomas

Axos Invest, Inc

Las Vegas, NV

CRD 7172635

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Employer firm

Axos Invest, Inc CRD 150953

$151M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-01
  • NV RA
    APPROVED
    Since 2025-01-01

Branch Locations

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axos Bank San Diego CA 10/2007 06/2017
Axos Nevada, Llc Las Vegas NV 06/2017 Present
Axos Invest, Llc Las Vegas NV 08/2019 Present
Axos Invest Inc Las Vegas NV 08/2019 Present
  • 10/2007 → 06/2017
    Axos Bank
    San Diego, CA
  • 06/2017 → Present
    Axos Nevada, Llc
    Las Vegas, NV
  • 08/2019 → Present
    Axos Invest, Llc
    Las Vegas, NV
  • 08/2019 → Present
    Axos Invest Inc
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-22
  • S66 Uniform Combined State Law Examination
    2020-01-22
Designations
  • Chartered Financial Analyst
Other Names
  • Jim Hilton Thomas

View on SEC IAPD

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