Best Investors Account Sign in

James Austin Marquis

First Citizens Investor Services, Inc.

Moncks Corner, SC

Beaufort, SC

Claim This Profile
Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-06-03
  • SC RA
    APPROVED
    Since 2026-06-03

Branch Locations

212 E. Main Street, Moncks Corner, SC 29461 • United States

921 Bay Street, Beaufort, SC 29902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunamerica Asset Management Corp. Jersey City NJ 01/2013 11/2018
Aig Capital Services, Inc. Jersey City NJ 01/2013 11/2018
First Citizens Bank Bluffton SC 03/2020 Present
First Citizens Investor Services Raleigh NC 03/2020 Present
Keller Williams Realty Beaufort SC 02/2019 03/2020
Cellular Sales Of Knoxville, Inc. Knoxville TN 11/2019 01/2020
Unemployed Beaufort SC 12/2018 01/2019
  • 01/2013 → 11/2018
    Sunamerica Asset Management Corp.
    Jersey City, NJ
  • 01/2013 → 11/2018
    Aig Capital Services, Inc.
    Jersey City, NJ
  • 03/2020 → Present
    First Citizens Bank
    Bluffton, SC
  • 03/2020 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 02/2019 → 03/2020
    Keller Williams Realty
    Beaufort, SC
  • 11/2019 → 01/2020
    Cellular Sales Of Knoxville, Inc.
    Knoxville, TN
  • 12/2018 → 01/2019
    Unemployed
    Beaufort, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-03
S63 Uniform Securities Agent State Law Examination 2005-06-10
  • S65 Uniform Investment Adviser Law Examination
    2026-06-03
  • S63 Uniform Securities Agent State Law Examination
    2005-06-10
Other Names
  • Austin Marquis

View on SEC IAPD

Other Firms

BARONY FINANCIAL GROUP
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PREMIER WEALTH PARTNERS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JOHN HENRY JACKSON
ALLISON CROOK DITULLIO
James Wesley Rowan
Melissa C. Hardee
Christopher Kaleb Mckee
John Gabriel Mathis
Gina Gibson Rogers
Christopher Walker Lindamood

Other Offices

BARONY FINANCIAL GROUP · MONCKS CORNER, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Moncks Corner, SC
EDWARD JONES · MONCKS CORNER, SC
EDWARD JONES · MONCKS CORNER, SC
LPL FINANCIAL LLC · SUMMERVILLE, SC
EDWARD JONES · SUMMERVILLE, SC
EDWARD JONES · GOOSE CREEK, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Summerville, SC

More in Moncks Corner, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor