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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-11-06 |
Branch Locations
212 E. Main Street, Moncks Corner, SC 29461 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 08/2017 | 02/2021 |
| First Citizens Bank | Moncks Corner | SC | 06/2017 | 02/2021 |
| Bank Of America | North Charleston | SC | 06/2010 | 06/2017 |
| First Citizens Investor Services | Raleigh | NC | 02/2021 | 06/2022 |
| First Citizens Asset Management | Raleigh | NC | 02/2021 | 07/2022 |
| First Citizens Investor Services | Raleigh | NC | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-16 |
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