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John Gabriel Mathis

First Citizens Investor Services, Inc.

Mooresville, NC

Greenville, SC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-08-02
  • SC RA
    APPROVED
    Since 2025-08-02

Branch Locations

241 Medical Park Rd, Mooresville, NC 28117 • United States

928 N Pleasantburg Dr, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 12/2020 Present
First Citizens Bank Greenville SC 12/2013 Present
  • 12/2020 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 12/2013 → Present
    First Citizens Bank
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-01
S63 Uniform Securities Agent State Law Examination 2021-02-19
  • S65 Uniform Investment Adviser Law Examination
    2025-08-01
  • S63 Uniform Securities Agent State Law Examination
    2021-02-19

View on SEC IAPD

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Angelique R Harris
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RAYMOND HALSTEAD

Other Offices

TRUIST ADVISORY SERVICES, INC. · MOORESVILLE, NC
EDWARD JONES · MOORESVILLE, NC
CETERA INVESTMENT ADVISERS LLC · MOORESVILLE, NC
VIRTUE CAPITAL MANAGEMENT, LLC · MOORESVILLE, NC
CASTLE WEALTH GROUP · MOORESVILLE, NC
MML INVESTORS SERVICES, LLC · Mooresville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MOORESVILLE, NC
J.P. MORGAN SECURITIES LLC · Mooresville , NC

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