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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-12 |
Branch Locations
212 E. Main Street, Moncks Corner, SC 29461 • United States
10919 Ocean Highway, Pawleys Island, SC 29585 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 12/2020 | Present |
| First Citizens Bank | Pawleys Island | SC | 04/2016 | Present |
1) Outreach Farm; 640 Morse Ave, Murrells Inlet, SC, 29576; Local charity board that serves to provide the meat portion of food to the needy in the area of Georgetown, Horry and Williamsburg counties; Began 01/02/2020; 2 hours/month during trading hours; Board Member; This is a non-money handling board position; Non-Investment Related; Business is not a client of the Firm. 2) Rotary Club of Pawleys Island; Litchfield Country Club, Pawleys Is, SC, 29585; Civic organization board member; No products and services. This is a Rotary club civic organization. Investment business in not discussed; Began 08/01/2016; 10 hours/month during trading hours. Non-Investment Related; Business is not a client of the Firm. 3) BMT MOVERS POSITION: Owner/Co-Owner NATURE: Personal/Family Business (DBA, Family Farm, LLC, LLP, Sole Proprietorship, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/23/2023 ADDRESS: Pawleys Island SC 29585, United States DESCRIPTION: Small item moving and hauling business. Provides assistance moving and/or delivery an item/or items that customers purchased at a local consignment shop.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
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