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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-04-27
  • CO RA
    APPROVED
    Since 2021-04-27

Branch Locations

2480 Canyon Blvd Suite M4, Boulder, CO 80302-6702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Boulder CO 08/2019 Present
At & T Denver CO 01/2014 08/2019
Charles Schwab Bank Ssb Boulder CO 12/2021 Present
  • 08/2019 → Present
    Boulder, CO
  • 01/2014 → 08/2019
    At & T
    Denver, CO
  • 12/2021 → Present
    Charles Schwab Bank Ssb
    Boulder, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-27
S63 Uniform Securities Agent State Law Examination 2020-01-10
  • S66 Uniform Combined State Law Examination
    2021-04-27
  • S63 Uniform Securities Agent State Law Examination
    2020-01-10

View on SEC IAPD

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