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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-09-19 |
| NY | RA | APPROVED | 2025-09-18 |
| TX | RA | APPROVED | 2025-09-18 |
Branch Locations
1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co., Inc | New York | NY | 12/2020 | 06/2024 |
| Oppenheimer & Co. | New York | NY | 08/2019 | 03/2020 |
| Pace University | New York | NY | 09/2016 | 08/2020 |
| Columns Bar & Restaurant | Avon | NJ | 05/2016 | 09/2018 |
| Unemployed | Sea Girt | NJ | 09/2020 | 11/2020 |
| Manhatta Restaurant | New York | NY | 06/2019 | 06/2019 |
| J.P. Morgan Securities Llc | New York | NY | 06/2024 | 09/2025 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2024 | 09/2025 |
| Compass Real Estate | New York | NY | 06/2019 | 08/2019 |
| Diptyque | New York | NY | 10/2018 | 04/2019 |
| Rbc Capital Markets, Llc | New York City | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-04 |
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