Lisa B Siegel

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 07/2023
  First Republic Investment Management, Inc
  New York, NY
• 12/2015 → 11/2017
  Hsbc Private Bank
  New York, NY
• 10/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 07/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 08/2019 → Present
  J. P. Morgan Private Wealth Advisors Llc
  New York, NY
• 08/2020 → Present
  Lisa Siegel
  New York, NY

Previous Registrations

• 2019-09-05 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY

Other Businesses

Entity Name: Lisa B. Siegel, Esq. Investment related: No Address: Private Residence Nature of the other business: Legal Services Position/Title/Relationship: Owner/Partner Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Legal work for family and friends. Not related to JPM. Maximum hours 10 hours per week. 1) Name: Real Estate Agent Investment-related:No Business AddressP: New York, NY Nature of the business: Sales and/or rental of Real Estate Role: Agent/Broker Start Date: 08/06/2020 Description of duties: Real Estate Agent Number of hours each month: 0 Number of hours during trading: 0

Exams

• S66 Uniform Combined State Law Examination
  2024-03-11

Designations

• Personal Financial Specialist

Other Names

• Lisa Siegel
• Lisa Beth Siegel