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Kirsten Elizabeth Gabbett

Ubs Financial Services Inc.

New York, NY

New York, NY

Wildwood, NJ

Hoboken, NJ

CRD 7170134

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-20
NJ RA APPROVED 2023-05-18
NY RA APPROVED 2022-09-30
TX RA APPROVED 2022-09-30
  • PA RA
    APPROVED
    Since 2023-09-20
  • NJ RA
    APPROVED
    Since 2023-05-18
  • NY RA
    APPROVED
    Since 2022-09-30
  • TX RA
    APPROVED
    Since 2022-09-30

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Wildwood, NJ • United States

Hoboken, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2019 09/2021
West Virginia University Morgantown WV 08/2015 06/2019
League Collegiate Wear Morgantown WV 02/2016 05/2019
Unisys Bluebell PA 06/2018 08/2018
Stalnecker Dining Hall Morgantown WV 02/2019 05/2019
Unemployed Douglassville PA 06/2019 08/2019
Wells Fargo Clearing Services, Llc. `NEw York NY 09/2021 09/2022
Ubs Financial Services Inc. New York NY 09/2022 Present
  • 08/2019 → 09/2021
    The Vanguard Group, Inc.
    Charlotte, NC
  • 08/2015 → 06/2019
    West Virginia University
    Morgantown, WV
  • 02/2016 → 05/2019
    League Collegiate Wear
    Morgantown, WV
  • 06/2018 → 08/2018
    Unisys
    Bluebell, PA
  • 02/2019 → 05/2019
    Stalnecker Dining Hall
    Morgantown, WV
  • 06/2019 → 08/2019
    Unemployed
    Douglassville, PA
  • 09/2021 → 09/2022
    Wells Fargo Clearing Services, Llc.
    `NEw York, NY
  • 09/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-16
S63 Uniform Securities Agent State Law Examination 2019-10-28
  • S66 Uniform Combined State Law Examination
    2021-10-16
  • S63 Uniform Securities Agent State Law Examination
    2019-10-28
Other Names
  • Kirsten Gabbett

View on SEC IAPD

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