Best Investors Account Sign in

Joseph Edward Uttlinger

Wells Fargo Clearing Services, LLC

Melbourne, FL

Winter Park, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-09-02
  • FL RA
    APPROVED
    Since 2014-09-02

Branch Locations

7779 N Wickham Rd, Melbourne, FL 32940 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Jacksonville FL 06/2004 Present
Wells Fargo Advisors Llc Melbourne FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Melbourne FL 11/2016 Present
  • 06/2004 → Present
    Wachovia Bank, N.A.
    Jacksonville, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Melbourne, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Melbourne, FL
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; ORLANDO, FL; START DATE 7/2022; 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-29
S63 Uniform Securities Agent State Law Examination 2005-08-02
  • S66 Uniform Combined State Law Examination
    2014-08-29
  • S63 Uniform Securities Agent State Law Examination
    2005-08-02
Other Names
  • Joseph Uttlinger

View on SEC IAPD

Other Firms

KESTRA ADVISORY SERVICES, LLC
EDWARD JONES
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

MICHAEL DOUGLAS ALLEN
SILVIA MARCELA LINARES-WILLIAMS
John Thomas Keeney
Daniel Scott LaForest
CHARLES WINFIELD ALLEN
CINDY ELAINE FOWLER
KEITH ALAN MOORE
BRENT J RAMSEY

Other Offices

KESTRA ADVISORY SERVICES, LLC · Melbourne, FL
KESTRA ADVISORY SERVICES, LLC · MELBOURNE, FL
EDWARD JONES · Viera, FL
TRUIST ADVISORY SERVICES, INC. · MELBOURNE, FL
LPL FINANCIAL LLC · VIERA, FL
CETERA INVESTMENT ADVISERS LLC · Viera, FL
LPL FINANCIAL LLC · MELBOURNE, FL
EDWARD JONES · VIERA, FL

More in Melbourne, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor