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Daniel Joseph Geiger

Ubs Financial Services Inc.

Raleigh, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-11-05
  • NC RA
    APPROVED
    Since 2019-11-05

Branch Locations

3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lennon, Camak & Bertics Pllc Raleigh NC 06/2016 09/2016
North Carolina State University Raleigh NC 08/2016 05/2018
Nwn Corporation Morrisville NC 05/2017 05/2018
Nwn Corporation Morrisville NC 06/2018 08/2019
Ubs Financial Services Inc. Charlotte NC 08/2019 Present
  • 06/2016 → 09/2016
    Lennon, Camak & Bertics Pllc
    Raleigh, NC
  • 08/2016 → 05/2018
    North Carolina State University
    Raleigh, NC
  • 05/2017 → 05/2018
    Nwn Corporation
    Morrisville, NC
  • 06/2018 → 08/2019
    Nwn Corporation
    Morrisville, NC
  • 08/2019 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-05
  • S66 Uniform Combined State Law Examination
    2019-11-05

View on SEC IAPD

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