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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-11 |
Branch Locations
1670 Broadway, Denver, CO 80202 • United States
1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2019 | 10/2020 |
| Moss Adams | Denver | CO | 12/2018 | 07/2019 |
| Johns Manville | Denver | CO | 11/2014 | 11/2018 |
| Personal Capital Advisors Corporation | Denver | CO | 10/2020 | 04/2021 |
| Peak Asset Management, Llc | Denver | CO | 05/2021 | 11/2023 |
| Holcombe Financial, Inc. | Atlanta | GA | 11/2023 | 12/2025 |
| Umb Bank Na | Kansas City | MO | 12/2024 | Present |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | Present |
1) Sarah Minowitz, LLC; non-investment related, 1641 W Canal St. Unit 737 Littleton, CO 80120; Rental Property; Owner; Start date: 8/31/2018; Hours per week: 0; Hours during trading: 0; Responsible for paying for repairs 2) HGA Financial, non-investment related; 7638 S Locust St., Centennial CO 80112, Tax Preparation, Tax preparer, Start Date: 2021; Hours per week, <5 hours per week; Hours during trading: 0; Tax preparation 3) UMB Bank, N.A., Kansas City, MO; Start date: 2024; Sr Financial Planner 160 hours per month; 140 hours per month during trading; Duties include Data gathering, financial planning assessment and recommendation development
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-08 |
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