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Current Employers
Umb Private Wealth Management, Llc

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-11
  • CO RA
    APPROVED
    Since 2026-05-11

Branch Locations

1670 Broadway, Denver, CO 80202 • United States

1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2019 10/2020
Moss Adams Denver CO 12/2018 07/2019
Johns Manville Denver CO 11/2014 11/2018
Personal Capital Advisors Corporation Denver CO 10/2020 04/2021
Peak Asset Management, Llc Denver CO 05/2021 11/2023
Holcombe Financial, Inc. Atlanta GA 11/2023 12/2025
Umb Bank Na Kansas City MO 12/2024 Present
Umb Private Wealth Management, Llc Kansas City MO 05/2026 Present
Previous Registrations
  • 2024-01-19 → 2024-12-11
    Centennial, CO
    Atlanta, GA
  • 2021-12-08 → 2023-11-29
    Louisville, CO
    Louisville, CO
  • 2020-10-13 → 2021-04-12
    Personal Capital Advisors Corporation
    Denver, CO
  • 2019-11-11 → 2020-10-06
    Centennial, CO
    St Louis, MO
    Littleton, CO
    Greenwood Village, CO
    Centennial, CO
Other Businesses

1) Sarah Minowitz, LLC; non-investment related, 1641 W Canal St. Unit 737 Littleton, CO 80120; Rental Property; Owner; Start date: 8/31/2018; Hours per week: 0; Hours during trading: 0; Responsible for paying for repairs 2) HGA Financial, non-investment related; 7638 S Locust St., Centennial CO 80112, Tax Preparation, Tax preparer, Start Date: 2021; Hours per week, <5 hours per week; Hours during trading: 0; Tax preparation 3) UMB Bank, N.A., Kansas City, MO; Start date: 2024; Sr Financial Planner 160 hours per month; 140 hours per month during trading; Duties include Data gathering, financial planning assessment and recommendation development

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-08
  • S66 Uniform Combined State Law Examination
    2019-11-08
Designations
Other Names
  • Hope Albu

View on SEC IAPD

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