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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-06 |
| TX | RA | APPROVED | 2025-11-06 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2019 | 11/2019 |
| House Of Carmen, Llc | Los Angeles | CA | 04/2009 | Present |
| Action Marketing Network | Los Angeles | CA | 12/2018 | 04/2019 |
| Doheney Eye Institute - Ucla | Los Angeles | CA | 06/2016 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2019 | 10/2025 |
| Davison Perpetual Group Dba | Los Angeles | CA | 09/2017 | 12/2018 |
| Bank Of America, N.A. | Beverly Hills | CA | 02/2020 | 10/2025 |
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 10/2025 | Present |
I*129271 For profit or not for profit: For-Profit Organization Name of outside business organization: House of Carmen, LLC Investment related: Address of business: Los Angeles, California 90048 Nature of business: LLC, Position, title, association: Consultant, Start date of relationship: 12/4/2017 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Designer Wholesale manufacturer and Consultant. Design and Manufacture collections. Consult clients with developing and executing wholesale production plans including Sourcing, product development and CAD I*1258288 For profit or not for profit: Entity For Profit Name of outside business organization: California Perpetual Group, LLC Investment related: N Address of business: Los Angeles, California, 90048 Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer"], Start date of relationship: 4/20/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Designer Wholesale manufacturer and Consultant. Design and Manufacture collections. Consult clients with developing and executing wholesale production plans including Sourcing, product development and CAD FIRST CAPITAL PERPETUAL, LLC; INV RELATED;SACRAMENTO,CA; WELLNESS BRAND MANUFACTURE AND RETAILER;100% OWNERSHIP; START DATE: 04/28/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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