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Nicholas Bero

Wells Fargo Advisors Financial Network, LLC

Long Beach, CA

Reno, NV

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-15
  • CA RA
    APPROVED
    Since 2023-02-15

Branch Locations

6460 E Pacific Coast Hwy Ste 223, Long Beach, CA 90803 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westlake Village CA 08/2019 06/2022
Ventrua College Ventura CA 08/2015 07/2017
California State University San Bernardino San Bernardino CA 09/2017 06/2019
Bank Of America, N.A. Westlake Village CA 09/2019 06/2022
Fidelity Investments Westlake TX 06/2022 10/2022
Wells Fargo Advisors Financial Network, Llc Long Beach CA 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-25
  • S66 Uniform Combined State Law Examination
    2019-11-25
Other Names
  • Nick Bero
  • Nicholas Bero
  • Nicholas John Bero

View on SEC IAPD

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