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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-19 |
| MN | RA | APPROVED | 2025-12-18 |
| WA | RA | APPROVED | 2025-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 08/2019 | 12/2025 |
| Audigy Group, Llc | Vancouver | WA | 01/2013 | 08/2019 |
| Portland State University | Portland | OR | 10/2018 | 12/2018 |
| Rbc Capital Markets, Llc | Seattle | WA | 12/2025 | Present |
(1) NAME OF ENTITY: Kings Way Christian School ADDRESS: 3606 NE 78th Street, Vancouver, WA 98665 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Mar 01, 2022 CAPACITY: Other DUTIES: Head Softball Coach HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-20 |
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