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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-05-31 |
| NC | RA | APPROVED | 2022-04-27 |
Branch Locations
3800 Glenwood Avenue Suite 500, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 08/2019 | 03/2022 |
| Valet Living Llc | Raleigh | NC | 06/2018 | 08/2019 |
| Campbell University | Buies Creek | NC | 01/2017 | 05/2019 |
| Dicks Sporting Goods | Garner | NC | 08/2015 | 08/2017 |
| Johnston Community College | Smithfield | NC | 08/2014 | 12/2016 |
| Bank Of America, N.A. | Cary | NC | 09/2019 | 03/2022 |
| Morgan Stanley Smith Barney Llc | Raleigh | NC | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-03 |
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