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Troy Allen Sommerfeld

Kom Wealth Management Group, LLC

Appleton, WI

CRD 7168165

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Employer firm

Kom Wealth Management Group, LLC CRD 142682

$408M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Kom Wealth Management Group, Llc

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-10-01
  • WI RA
    APPROVED
    Since 2021-10-01

Branch Locations

3601 E. Evergreen Drive Suite 100, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Appleton WI 08/2019 Present
Omega Thermo Products Stratford WI 10/2016 08/2019
American Roller - Crew Oshkosh WI 05/2010 10/2016
  • 08/2019 → Present
    Ameriprise Financial Services, Inc
    Appleton, WI
  • 10/2016 → 08/2019
    Omega Thermo Products
    Stratford, WI
  • 05/2010 → 10/2016
    American Roller - Crew
    Oshkosh, WI
Previous Registrations
Other Businesses

Independent Insurance Agent for Various Independent Insurance Companies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-02
  • S66 Uniform Combined State Law Examination
    2019-12-02

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
PRIVATE CLIENT SERVICES, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

BRANDY LYNN DEBROUX
LEIGH ANN THERN
Matthew C Bush

Nearby Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI

More in Appleton, WI

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