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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-25 |
| NJ | RA | APPROVED | 2019-11-25 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Bay Wellington Tower 181 Bay St, Suite 815, Toronto, On ON M5J 2V1 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Breton Hill | Toronto | 08/2017 | Present | |
| Bmo Capital Markets | Toronto | 03/2015 | 08/2017 |
Neuberger Berman BD LLC ("NBBD") is an affiliate of Neuberger Berman Canada ULC, ("NBC") a registered investment adviser, which shares offices with NBBD. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBC, on an ongoing basis.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-18 |
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