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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-22 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Escondido, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald Investment Advisors | Newport | CA | 08/2019 | 06/2021 |
| Dotfm Digital Media | Bristol | TN | 11/2018 | 05/2019 |
| Pfuhl And Knight Accounting | El Cajon | CA | 02/2017 | 04/2017 |
| Pfuhl And Knight Accounting | El Cajon | CA | 02/2018 | 04/2018 |
| Heatshield Products | Escondido | CA | 03/2016 | 11/2016 |
| San Diego State | San Diego | CA | 08/2016 | 06/2019 |
| Legend Rock Financial | Escondido | CA | 02/2021 | 11/2022 |
| Ziply Fiber | Coeur D'aLene | ID | 11/2022 | 02/2024 |
| Lpl Financial Llc | San Diego | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-28 |
| S65 | Uniform Investment Adviser Law Examination | 2019-07-11 |
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