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Adam Kenneth Carter

Ameriprise Financial Services, LLC

Frisco, TX

Mckinney, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-17
  • TX RA
    APPROVED
    Since 2026-07-17

Branch Locations

7460 Warren Pkwy Ste 260, Frisco, TX 75034 • United States

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Nashville TN 02/2015 03/2020
Fifth Third Securities Nashville TN 08/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 03/2020 07/2026
Bank Of America, N.A. Plano TX 03/2020 07/2026
Ameriprise Financial Services, Llc Frisco TX 07/2026 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1300 Cedar Hollow Dr, , Princeton, TX, 75407; Not Investment-Related; 02/01/2020.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-12
S63 Uniform Securities Agent State Law Examination 2020-01-03
  • S65 Uniform Investment Adviser Law Examination
    2020-02-12
  • S63 Uniform Securities Agent State Law Examination
    2020-01-03
Designations
Other Names
  • Adam Carter
  • Adam Kenneth Carter
  • Adam K Carter

View on SEC IAPD

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Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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