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Brandon Findel

J.P. Morgan Securities LLC

New York, NY

Mineola, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-19
TX RA APPROVED 2022-06-22
NJ RA APPROVED 2022-02-28
  • NY RA
    APPROVED
    Since 2024-11-19
  • TX RA
    APPROVED
    Since 2022-06-22
  • NJ RA
    APPROVED
    Since 2022-02-28

Branch Locations

277 Park Ave, Floor 36, New York, NY 10172 • United States

216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 12/2021 Present
Jpmorgan Chase Bank, N.A. New York NY 12/2021 Present
Equitable Advisors Secaucus NJ 08/2019 11/2021
Unemployed Manalapan NJ 11/2011 07/2019
  • 12/2021 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2019 → 11/2021
    Equitable Advisors
    Secaucus, NJ
  • 11/2011 → 07/2019
    Unemployed
    Manalapan, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-19
S63 Uniform Securities Agent State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2021-03-19
  • S63 Uniform Securities Agent State Law Examination
    2019-12-16
Other Names
  • Brandon Findel
  • Brandon Alexander Findel
  • Brandon A Findel

View on SEC IAPD

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